Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firms culture of compliance.
Compliance accomplishes these through the firms enterprise-wide compliance risk management program.
As an independent control function and part of the firms second line of defense, Compliance assesses the firms compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firms responses to regulatory examinations, audits and inquiries.
You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading.
We look for those who possess sound judgment, curiosity, and are able to adapt to a changing.
Compliance, Associate, Integrity, Monitoring, Internal, Operations, Banking, Business Services
Associated topics:
attorney corporate, business, company, compliance, compliance department, counsel, court, lawyer, legal, market
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