Transfer Agent managerial position. Role requires strong knowledge of the securities transfer, transfer agency, brokerage and securities processing business. Responsible for operational activities, including:
• Dividend (cash) processing including reinvestment
• Dividend (stock) processing
• Deposit of funds for share purchase activity
• Review/processing of sales requests
• Communication with broker-dealer to facilitate daily trading (buy and/or sell) across multiple issues
• Initiation of wire requests on bank portals based on review of request documents
• Production of stock certificates as needed based on transfer activity
• Review of client/BR stock plan documents to identify and implement plan parameters
• Review processes to identify and address inefficiencies
• Recommend technology enhancements to address process improvements as needed
• Conduct testing on these enhancements, including regression testing
The position will also require the management of a team of individuals who support the operational goals of the business related to purchase/sales plans, dividends, and the Vault/Wires team.
• Coach staff on job functions and collaboration
• Work with internal partners to identify and resolve issues
• Foster a work environment with a goal to delight our internal and external clients
• Commitment to diversity and inclusion is a critical component of our culture
Locations: Brentwood, New York
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