Senior Business Conduct Compliance Examiner
Job Category: Professional / Technical
Requisition Number: SENIO002198
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Showing 1 location
40 Temperance Street
Suite 2600
Toronto, ON M5H0B4, CAN
Position Title: Senior Business Conduct Compliance Examiner (ID)
Department:Business Conduct Compliance
Location: Toronto
Status:Permanent Full-time (Hybrid)
As a self-regulatory organization, Canadian Investment Regulatory Organization (CIRO) takes our responsibility of setting high-quality regulatory and investment industry standards seriously, while protecting investors and supporting healthy capital markets in Canada.
In Business Conduct Compliance (BCC) we take great pride in what we do. By joining our dynamic and collaborative team of industry professionals, you will have the opportunity through the examination process to make a difference for investors and the capital markets.
As a key member of the team, the Senior Business Conduct Compliance Examiner conducts field reviews of sales and business conduct compliance activities of Dealer Member head office and business locations. You will interpret and apply Dealer Member Rules to the evolving business models of firms.
Key Responsibilities:
Education and Experience:
Key Skills and Competencies:
While we appreciate receiving applications, only those applicants who closely meet the position requirements will be contacted.
CIRO is committed to employment practices that are inclusive and accessible. Accommodations for individuals with disabilities are available. Should you require accommodation, please contact Human Resources.
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