<< Chapter < Page Chapter >> Page >

The second derivative test for a function of one variable provides a method for determining whether an extremum occurs at a critical point of a function. When extending this result to a function of two variables, an issue arises related to the fact that there are, in fact, four different second-order partial derivatives, although equality of mixed partials reduces this to three. The second derivative test for a function of two variables, stated in the following theorem, uses a discriminant     D that replaces f ( x 0 ) in the second derivative test for a function of one variable.

Second derivative test

Let z = f ( x , y ) be a function of two variables for which the first- and second-order partial derivatives are continuous on some disk containing the point ( x 0 , y 0 ) . Suppose f x ( x 0 , y 0 ) = 0 and f y ( x 0 , y 0 ) = 0 . Define the quantity

D = f x x ( x 0 , y 0 ) f y y ( x 0 , y 0 ) ( f x y ( x 0 , y 0 ) ) 2 .
  1. If D > 0 and f x x ( x 0 , y 0 ) > 0 , then f has a local minimum at ( x 0 , y 0 ) .
  2. If D > 0 and f x x ( x 0 , y 0 ) < 0 , then f has a local maximum at ( x 0 , y 0 ) .
  3. If D < 0 , , then f has a saddle point at ( x 0 , y 0 ) .
  4. If D = 0 , then the test is inconclusive.

See [link] .

This figure consists of three figures labeled a, b, and c. Figure a has two bulbous mounds pointing down, and the two extrema are listed as the local minima. Figure b has two bulbous mounds pointed up, and the two extrema are listed as the local maxima. Figure c is shaped like a saddle, and in the middle of the saddle, a point is marked as the saddle point.
The second derivative test can often determine whether a function of two variables has a local minima (a), a local maxima (b), or a saddle point (c).

To apply the second derivative test, it is necessary that we first find the critical points of the function. There are several steps involved in the entire procedure, which are outlined in a problem-solving strategy.

Problem-solving strategy: using the second derivative test for functions of two variables

Let z = f ( x , y ) be a function of two variables for which the first- and second-order partial derivatives are continuous on some disk containing the point ( x 0 , y 0 ) . To apply the second derivative test to find local extrema, use the following steps:

  1. Determine the critical points ( x 0 , y 0 ) of the function f where f x ( x 0 , y 0 ) = f y ( x 0 , y 0 ) = 0 . Discard any points where at least one of the partial derivatives does not exist.
  2. Calculate the discriminant D = f x x ( x 0 , y 0 ) f y y ( x 0 , y 0 ) ( f x y ( x 0 , y 0 ) ) 2 for each critical point of f .
  3. Apply [link] to determine whether each critical point is a local maximum, local minimum, or saddle point, or whether the theorem is inconclusive.

Using the second derivative test

Find the critical points for each of the following functions, and use the second derivative test to find the local extrema:

  1. f ( x , y ) = 4 x 2 + 9 y 2 + 8 x 36 y + 24
  2. g ( x , y ) = 1 3 x 3 + y 2 + 2 x y 6 x 3 y + 4
  1. Step 1 of the problem-solving strategy involves finding the critical points of f . To do this, we first calculate f x ( x , y ) and f y ( x , y ) , then set each of them equal to zero:
    f x ( x , y ) = 8 x + 8 f y ( x , y ) = 18 y 36 .

    Setting them equal to zero yields the system of equations
    8 x + 8 = 0 18 y 36 = 0 .

    The solution to this system is x = −1 and y = 2 . Therefore ( −1 , 2 ) is a critical point of f .
    Step 2 of the problem-solving strategy involves calculating D . To do this, we first calculate the second partial derivatives of f :
    f x x ( x , y ) = 8 f x y ( x , y ) = 0 f y y ( x , y ) = 18 .

    Therefore, D = f x x ( −1 , 2 ) f y y ( −1 , 2 ) ( f x y ( −1 , 2 ) ) 2 = ( 8 ) ( 18 ) ( 0 ) 2 = 144 .
    Step 3 states to check [link] . Since D > 0 and f x x ( −1 , 2 ) > 0 , this corresponds to case 1. Therefore, f has a local minimum at ( −1 , 2 ) as shown in the following figure.
    The function f(x, y) = 4x2 + 9y2 + 8x – 36y + 24 is shown with local minimum at (–1, 2, –16). The shape is a plane curving up on both ends parallel to the y axis.
    The function f ( x , y ) has a local minimum at ( −1 , 2 , −16 ) .
  2. For step 1, we first calculate g x ( x , y ) and g y ( x , y ) , then set each of them equal to zero:
    g x ( x , y ) = x 2 + 2 y 6 g y ( x , y ) = 2 y + 2 x 3 .

    Setting them equal to zero yields the system of equations
    x 2 + 2 y 6 = 0 2 y + 2 x 3 = 0 .

    To solve this system, first solve the second equation for y. This gives y = 3 2 x 2 . Substituting this into the first equation gives
    x 2 + 3 2 x 6 = 0 x 2 2 x 3 = 0 ( x 3 ) ( x + 1 ) = 0 .

    Therefore, x = −1 or x = 3 . Substituting these values into the equation y = 3 2 x 2 yields the critical points ( −1 , 5 2 ) and ( 3 , 3 2 ) .

    Step 2 involves calculating the second partial derivatives of g :

    g x x ( x , y ) = 2 x g x y ( x , y ) = 2 g y y ( x , y ) = 2 .

    Then, we find a general formula for D :
    D = g x x ( x 0 , y 0 ) g y y ( x 0 , y 0 ) ( g x y ( x 0 , y 0 ) ) 2 = ( 2 x 0 ) ( 2 ) 2 2 = 4 x 0 4 .

    Next, we substitute each critical point into this formula:
    D ( −1 , 5 2 ) = ( 2 ( −1 ) ) ( 2 ) ( 2 ) 2 = −4 4 = −8 D ( 3 , 3 2 ) = ( 2 ( 3 ) ) ( 2 ) ( 2 ) 2 = 12 4 = 8 .

    In step 3, we note that, applying [link] to point ( −1 , 5 2 ) leads to case 3 , which means that ( −1 , 5 2 ) is a saddle point. Applying the theorem to point ( 3 , 3 2 ) leads to case 1, which means that ( 3 , 3 2 ) corresponds to a local minimum as shown in the following figure.
    The function f(x, y) = (1/3)x3 + y2 + + 2xy – 6x – 3y + 4 is shown with local minimum at (3, –3/2, –29/4) and saddle point at (−1, 5/2, 41/12). The shape is a plane curving up on the corners near (4, 3) and (−2, −2).
    The function g ( x , y ) has a local minimum and a saddle point.
Got questions? Get instant answers now!

Questions & Answers

how did the oxygen help a human being
Achol Reply
how did the nutrition help the plants
Achol Reply
Biology is a branch of Natural science which deals/About living Organism.
Ahmedin Reply
what is phylogeny
Odigie Reply
evolutionary history and relationship of an organism or group of organisms
AI-Robot
ok
Deng
what is biology
Hajah Reply
cell is the smallest unit of the humanity biologically
Abraham
what is biology
Victoria Reply
what is biology
Abraham
HOW CAN MAN ORGAN FUNCTION
Alfred Reply
the diagram of the digestive system
Assiatu Reply
allimentary cannel
Ogenrwot
How does twins formed
William Reply
They formed in two ways first when one sperm and one egg are splited by mitosis or two sperm and two eggs join together
Oluwatobi
what is genetics
Josephine Reply
Genetics is the study of heredity
Misack
how does twins formed?
Misack
What is manual
Hassan Reply
discuss biological phenomenon and provide pieces of evidence to show that it was responsible for the formation of eukaryotic organelles
Joseph Reply
what is biology
Yousuf Reply
the study of living organisms and their interactions with one another and their environment.
Wine
discuss the biological phenomenon and provide pieces of evidence to show that it was responsible for the formation of eukaryotic organelles in an essay form
Joseph Reply
what is the blood cells
Shaker Reply
list any five characteristics of the blood cells
Shaker
Got questions? Join the online conversation and get instant answers!
Jobilize.com Reply
Practice Key Terms 3

Get Jobilize Job Search Mobile App in your pocket Now!

Get it on Google Play Download on the App Store Now




Source:  OpenStax, Calculus volume 3. OpenStax CNX. Feb 05, 2016 Download for free at http://legacy.cnx.org/content/col11966/1.2
Google Play and the Google Play logo are trademarks of Google Inc.

Notification Switch

Would you like to follow the 'Calculus volume 3' conversation and receive update notifications?

Ask